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Volume 2026 · Issue 08-08

按期刊卷期页方式整理本期论文。每条仅使用日报已列出的可追溯公开来源,不新增未经核验事实。

Research Article热管理与液冷

Zero-change foundry compatible silicon photonics MEMS optical switch

Arkadev Roy, Daniel Klawson, Jianheng Luo, Yiyang Zhi, Sirui Tang, Ming Wu

Published 2026-08-04 · arXiv · Credibility S

Large-scale photonic switches are emerging as essential devices for energy-efficient optical interconnect in data centers and AI/ML clusters as a key enabler for high-bandwidth and low-latency connectivity. Combining micro-electro-mechanical (MEMS) based mechanical reconfigurability with silicon photonic integrated circuits can enable a large-scale, low-loss, programmable platform required for large-scale optical ci…

Abstract, interpretation and reference

Abstract

Large-scale photonic switches are emerging as essential devices for energy-efficient optical interconnect in data centers and AI/ML clusters as a key enabler for high-bandwidth and low-latency connectivity. Combining micro-electro-mechanical (MEMS) based mechanical reconfigurability with silicon photonic integrated circuits can enable a large-scale, low-loss, programmable platform required for large-scale optical circuit switches. We demonstrate a broadband silicon photonics MEMS switch with more than 30 dB extinction ratio operating in C-band using a zero-change foundry-compatible process and Back-end-of-Line (BEOL) post-processing. The optical switch element exhibits an insertion loss of less than 1.5 dB with a low static power consumption of approx 20 nW at maximum actuation voltage. Our results illustrate that MEMS-based silicon photonics modulators and phase shifters can be used alongside standard silicon photonics components seamlessly in scenarios where performance in terms of footprint, extinction ratio, broad bandwidth, and low-loss operation is of paramount importance.

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Research Article算电协同

A Stackelberg-Bayesian Capacity-Market Game of Carbon Regulation and Second-Life Battery Investment under AI Data-Center Load Growth

Rouzbeh Haghighi, Ali Hassan, Sina Mohammadi, Marcus Chen I Wada, Wencong Su

Published 2026-08-04 · arXiv · Credibility S

Artificial intelligence (AI) data centers are driving rapid electricity load growth across all U.S. ISO/RTO regions, raising both system costs and carbon exposure. This study develops a three-level Stackelberg--Bayesian game in which a regulator (leader) sets carbon penalties and subsidies, a single ISO capacity market clears against an energy balance modeled as a classical generation-expansion problem, and technolo…

Abstract, interpretation and reference

Abstract

Artificial intelligence (AI) data centers are driving rapid electricity load growth across all U.S. ISO/RTO regions, raising both system costs and carbon exposure. This study develops a three-level Stackelberg--Bayesian game in which a regulator (leader) sets carbon penalties and subsidies, a single ISO capacity market clears against an energy balance modeled as a classical generation-expansion problem, and technology-specific investors (followers) decide capacity and operation under incomplete information, yielding a Bayesian Nash equilibrium. The AI impact is captured parsimoniously as an additional load-growth factor on a greenfield-incremental expansion, isolating how much new capacity the growth pulls in and which technology fills it. Within this framework, we consider second-life battery (SLB) storage competing against new/first-life storage for capacity-market revenue. We quantify how a carbon tax, a renewable subsidy, and an SLB subsidy reshape the equilibrium investment mix, carbon emissions, and profit. Different scenarios are compared at the end based on cost-effectiveness and reduced carbon emissions.

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Research Article热管理与液冷

From Individual to Shared Ownership: A Coalitional Game Approach to Sustainable Co-investment

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Published 2026-07-29 · arXiv · Credibility S

This paper proposes a cooperative game-theoretic framework for sustainable co-investment in shared infrastructure under regulatory incentives. Multiple heterogeneous operators co-invest in a common infrastructure whose production capability evolves over time and is subject to operational variability. A regulator supports the deployment through incentive mechanisms designed to align individual economic investment obj…

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Abstract

This paper proposes a cooperative game-theoretic framework for sustainable co-investment in shared infrastructure under regulatory incentives. Multiple heterogeneous operators co-invest in a common infrastructure whose production capability evolves over time and is subject to operational variability. A regulator supports the deployment through incentive mechanisms designed to align individual economic investment objectives with the coalitional one. We formulate the co-investment problem as a transferable-utility (TU) coalitional game in which the value generated by cooperation depends on heterogeneous operational profiles, dynamic resource availability, investment costs, and regulatory incentive level. We show that the proposed coalitional game can be reformulated as a linear production game (LPG), whose dual prices yield a constructive and stable allocation of the cooperative surplus. Finally, we illustrate the proposed framework through a case study on co-investment among data center operators in shared renewable energy infrastructure, supported by government subsidies promoting renewable energy consumption.

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Research Article算电协同

Planning Waste-to-Energy-Coupled AI Data Centers Through Grade-Matched Cooling and Corridor Screening

Qi He, Chunyu Qu, Wenjie Zuo

Published 2026-07-28 · arXiv · Credibility S

AI data-center growth is increasingly constrained by limited deliverable electricity, interconnection capacity, and cooling demand. This study develops a boundary-consistent screening framework for waste-to-energy (WtE)-coupled AI data-center cooling. It treats cooling as an energy service that can be supplied through grade matching rather than only through electricity-driven mechanical chilling. The framework trans…

Abstract, interpretation and reference

Abstract

AI data-center growth is increasingly constrained by limited deliverable electricity, interconnection capacity, and cooling demand. This study develops a boundary-consistent screening framework for waste-to-energy (WtE)-coupled AI data-center cooling. It treats cooling as an energy service that can be supplied through grade matching rather than only through electricity-driven mechanical chilling. The framework translates plant-side exportable heat into corridor-level planning metrics by accounting for thermal attenuation, absorption conversion, and parasitic electricity for delivery and auxiliaries. In a reference case, a regulated WtE plant processing 1500 t/day of municipal solid waste at 10 MJ/kg provides about 78.1 MWth of exportable heat. At a 20 km corridor, this yields about 53.0 MW of delivered cooling and 8.0 MWe of net avoided cooling electricity after parasitic loads. The coupled system is governed by operating regimes rather than a single efficiency score. Under baseline assumptions, full thermal coverage extends to about 20.9 km, the quality-adjusted criterion remains positive to about 22.9 km, and net electricity relief remains positive to about 44.7 km. For a 1 GW IT campus at 70 percent utilization and a 5 km corridor, net grid relief ranges from about 116.9 to 264.4 MW across scenarios. The required WtE footprint ranges from about 3 to 148 representative plants, or 0.6 to 40 full-load-equivalent plants at a 25 percent displacement target. The framework identifies when WtE-coupled cooling is corridor-feasible, when hybrid operation is required, and when infrastructure scale becomes the binding constraint. It is intended for screening and comparison, not project-specific hydraulic or plant-cycle design.

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Research Article算电协同

Inter-Area Oscillation Damping in Data-Center-Integrated Power Systems

Ahmed Alfatlawi, Masoud H. Nazari

Published 2026-07-30 · arXiv · Credibility S

This paper develops explicit dynamic models of a hyperscale data center, including its heating, ventilation, and air conditioning (HVAC) and uninterruptible power supply (UPS) subsystems, and integrates them into a small-signal stability framework to investigate the impact of data center demand response on power system inter-area oscillations. Through eigenvalue analysis and time-domain simulations, the results demo…

Abstract, interpretation and reference

Abstract

This paper develops explicit dynamic models of a hyperscale data center, including its heating, ventilation, and air conditioning (HVAC) and uninterruptible power supply (UPS) subsystems, and integrates them into a small-signal stability framework to investigate the impact of data center demand response on power system inter-area oscillations. Through eigenvalue analysis and time-domain simulations, the results demonstrate that UPS-based demand response can enhance inter-area oscillation damping. In contrast, the HVAC subsystem is shown to be inherently incapable of providing effective oscillation damping due to its limited thermal response bandwidth. A gradient-based optimization algorithm is used to tune the UPS controller gain to maximize the damping ratio of the critical inter-area mode. The effectiveness of the proposed approach is validated using the IEEE 39-bus test system.

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Research Article算电协同

A Configurable Thermal-Dynamic Model for AI Data Center Cooling Load Simulation

Cletus Ngwerume, Lang Tong, Chee-Wooi Ten, Yi Hu

Published 2026-07-31 · arXiv · Credibility S

Cooling demand constitutes a significant and flexible component of AI data center electricity consumption, but time-synchronized measurements are scarce and constant coefficient-of-performance models cannot represent thermal dynamics. This letter proposes a configurable thermal dynamic simulation model for hybrid air- and liquid-cooled data centers. Unlike existing models centered on temperature prediction or equipm…

Abstract, interpretation and reference

Abstract

Cooling demand constitutes a significant and flexible component of AI data center electricity consumption, but time-synchronized measurements are scarce and constant coefficient-of-performance models cannot represent thermal dynamics. This letter proposes a configurable thermal dynamic simulation model for hybrid air- and liquid-cooled data centers. Unlike existing models centered on temperature prediction or equipment-level cooling analysis, the proposed model is designed to generate dynamic cooling electricity profiles for long-duration power system studies. The model is validated using operational telemetry from the Marconi100 supercomputer. Compared with the baseline, the proposed model reduces the mean absolute error from 95.80 to 20.88~kW and the root-mean-square error from 109.79 to 27.27~kW. Evaluation over approximately 520 daily profiles further shows improved reproduction of daily peak demand and intraday variability. The proposed model provides a computationally tractable means of generating physically interpretable cooling load profiles for power system studies.

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Research Article算电协同

Emission-Forecasting-Based Spatial-Temporal Carbon Response: A Multi-Agent Attention-Enhanced Deep Learning Framework

Feiyu Cai, Jing Qiu, Yi Yang, Chenxi Zhang, Xinlei Wang, Baichuan Liu, Junhua Zhao

Published 2026-07-29 · arXiv · Credibility S

As a major contributor to carbon emissions, the decarbonization of power systems has garnered significant societal attention. Nodal carbon intensity (NCI), a critical factor in carbon-oriented demand response, has traditionally been determined through ex-post calculations. However, this ex-post approach introduces latency in low-carbon dispatch. To address this, this paper presents a proactive ex-ante spatial-tempor…

Abstract, interpretation and reference

Abstract

As a major contributor to carbon emissions, the decarbonization of power systems has garnered significant societal attention. Nodal carbon intensity (NCI), a critical factor in carbon-oriented demand response, has traditionally been determined through ex-post calculations. However, this ex-post approach introduces latency in low-carbon dispatch. To address this, this paper presents a proactive ex-ante spatial-temporal carbon response framework. At its core, we develop a novel deep learning-based hierarchical design, enhanced by a dual-stage attention mechanism and a large language model (LLM)-based multi-agent cooperation system, to accurately forecast day-ahead NCI. This design effectively mitigates the impact of renewable energy uncertainty and enhances predictive resilience. On the demand side, the framework proposes a spatial-temporal carbon scheduling model that integrates geographically dispatchable loads (GDLs), including mobile energy storage systems (MESSs) and distributed data centers (DDCs). Leveraging high-accuracy day-ahead NCI predictions, the framework can effectively reduce system emissions by quickly responding to carbon intensity fluctuations. The proposed framework is tested on the modified IEEE 33-bus system. According to the simulation results, the impacts of proposed framework on dispatching latency and emission outcomes are analyzed. The results demonstrate that under a one-hour reduction in carbon scheduling latency, the proposed model and methodology can achieve over 30% emission reduction. This research breaks through the limitations of passive carbon accounting, advancing toward proactive carbon management. It offers an intelligent solution that accelerates the transition to cleaner power systems while directly supporting sustainable production goals.

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Research Article算电协同

The Environmental Cost of Digital Sovereignty: Water, Energy, and Emissions Impacts of Sovereign AI Infrastructure in the Global South

Muntaser Syed, Marius C. Silaghi, Sheikh Abujar, Sharun Akter Khushbu, Amal El Ahmad

Published 2026-07-15 · arXiv · Credibility S

Sovereign AI has become a strategic priority across the Global South, with over \$200 billion in state-led commitments announced between 2024 and 2026. Yet the physical infrastructure that compute sovereignty demands, above all data centers, imposes water, energy, and carbon costs that fall hardest on countries least equipped to absorb them. This paper presents a comparative environmental stress analysis across four…

Abstract, interpretation and reference

Abstract

Sovereign AI has become a strategic priority across the Global South, with over \$200 billion in state-led commitments announced between 2024 and 2026. Yet the physical infrastructure that compute sovereignty demands, above all data centers, imposes water, energy, and carbon costs that fall hardest on countries least equipped to absorb them. This paper presents a comparative environmental stress analysis across four cases: the United Arab Emirates, Bangladesh, India, and Africa (with a focus on Kenya). Using publicly available water stress data, grid carbon intensity factors, and GPU power specifications, we model the water consumption, energy demand, and carbon emissions of hypothetical sovereign AI deployments under multiple cooling technology scenarios. We find that a 1,024-GPU cluster using evaporative cooling in the UAE would consume over 30 million liters of water annually in a country classified as ``extremely high'' water stress. In Bangladesh, sovereign AI policy documents call for centralized GPU procurement but do not address where to site data centers in a country where more than a fifth of the land floods in an average year and the power grid struggles to deliver reliable supply. We identify a sovereignty-sustainability trilemma in which no country can simultaneously maximize AI sovereignty, minimize environmental impact, and maintain affordable resource access for citizens. We propose design principles for environmentally responsible sovereign AI, including mandatory water usage effectiveness reporting, climate-vulnerability siting assessments, and a preference for frugal small language models over frontier pre-training in resource-constrained settings.

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