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Volume 2026 · Issue 09-18

按期刊卷期页方式整理本期论文。每条仅使用日报已列出的可追溯公开来源,不新增未经核验事实。

Research Article热管理与液冷

Could Underwater Data Centers Pose a Risk to AI Treaty Verification?

James Teague、Ashmita Rajmohan、Yannick Muehlhaeuser

Published 2026-09-16 · arXiv · Credibility S

Proposals for international agreements that limit frontier AI development depend on verification, and a central challenge is detecting undeclared compute facilities used to evade restrictions. Underwater data centers (UDCs) have been suggested as one such evasion vector, but their feasibility at frontier scale and their detectability have not been seriously assessed. We examine current UDC deployments, evaluate cons…

Abstract, interpretation and reference

Abstract

Proposals for international agreements that limit frontier AI development depend on verification, and a central challenge is detecting undeclared compute facilities used to evade restrictions. Underwater data centers (UDCs) have been suggested as one such evasion vector, but their feasibility at frontier scale and their detectability have not been seriously assessed. We examine current UDC deployments, evaluate construction and maintenance complexity relative to land-based facilities, and analyse the feasibility of a 100,000 H100-equivalent training run underwater. We find that power delivery and cooling are tractable, but interconnect and the hands-on maintenance that large training runs require are severe obstacles - surmountable only by a well-resourced state actor accepting large cost and schedule penalties, and only where concealment, rather than efficiency, is the objective. We then assess detectability through thermal, acoustic, optical and synthetic-aperture-radar (SAR) surveillance. Thermal detection of an operational pod is unlikely outside shallow, calm water; acoustic detection is marginally more effective, but faces limitations in attribution; and optical/SAR monitoring is most powerful during construction and maintenance, when the pressure-vessel fabrication base and the cable-laying fleet create distinctive signatures for AIS-tracking. We conclude that UDCs are a comparatively unlikely evasion route relative to underground or industrially disguised land-based facilities, but the residual risk is non-zero and warrants operationalising the detection modalities discussed.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,液冷、热管理和数据中心能效正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用文献摘要中的模型、实验或案例分析,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向冷却效率、能源利用或运维策略的改进方向。意义:对日报读者而言,它可用于判断液冷方案、热管理路线和高密度部署节奏。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

James Teague, Ashmita Rajmohan, Yannick Muehlhaeuser. Could Underwater Data Centers Pose a Risk to AI Treaty Verification?[J/OL]. (2026-09-16)[2026-09-18]. http://arxiv.org/abs/2609.18824v1.

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Research Article算电协同

CATS: A Carbon-Aware Task Simulator for Reducing AI Data Center Emissions

Dayuan Chen、Ziliang Zong

Published 2026-09-14 · arXiv · Credibility S

The rapid rise of generative AI is accelerating cloud data center expansion, with electricity demand projected to double by 2026. Because carbon-intensity varies by more than 5.5x across grids and times of day, where and when inference tasks execute significantly affects operational emissions. We address this issue with three aspects in this paper. First, we compile a global alignment dataset unifying 140 operationa…

Abstract, interpretation and reference

Abstract

The rapid rise of generative AI is accelerating cloud data center expansion, with electricity demand projected to double by 2026. Because carbon-intensity varies by more than 5.5x across grids and times of day, where and when inference tasks execute significantly affects operational emissions. We address this issue with three aspects in this paper. First, we compile a global alignment dataset unifying 140 operational and planned cloud regions across 8 major providers with five-minute carbon-intensity traces for 145 grid regions from 2022 to 2024, revealing that 50% of current sites lie in medium-to-high carbon-intensity grids, indicating a siting-carbon mismatch and unrealized carbon reduction potential. Second, we develop CATS (Carbon-Aware Task Simulator), a flexible trace-driven framework that profiles six AI inference tasks across multiple GPU types, synthesizes realistic diurnal curve, geographical and task mixes, and SLA constraints, and evaluates spatial and temporal schedulers against two baselines while reporting comprehensive metrics including carbon emissions, energy consumption, runtime, queue delay, and hardware utilization. Third, we quantify achievable CO2 savings under realistic constraints: in a 24-hour trace with 600,000 tasks at fleet utilization of 0.37, spatial shifting reduces CO2 by 38.4% versus speed-first baseline, while temporal shifting yields 16% savings with bounded SLA violations at 3.27%. These results advocate locating future data centers in low carbon-intensity grids and demonstrate that carbon-aware scheduling on today's fleets can achieve substantial operational emissions reduction.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用建模优化、调度分析或算法评估,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Dayuan Chen, Ziliang Zong. CATS: A Carbon-Aware Task Simulator for Reducing AI Data Center Emissions[J/OL]. (2026-09-14)[2026-09-18]. http://arxiv.org/abs/2609.14775v1.

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Research Article热管理与液冷

Convective Heat Transfer Optimization for Liquid Cooling Plates Driven by Field Synergy and Fractal Geometry

Zixu Han、Peng Zhang

Published 2026-09-11 · arXiv · Credibility S

The rapid development of liquid-cooled data centers has imposed imperative demands on the performance of liquid cooling plate. The density-based topology optimization (TO) is an effective approach to resolving the growing thermal-hydraulic performance requirements of liquid cooling plate. However, existing TO methods can hardly optimize convective heat transfer directly which is the intrinsic heat transfer mechanism…

Abstract, interpretation and reference

Abstract

The rapid development of liquid-cooled data centers has imposed imperative demands on the performance of liquid cooling plate. The density-based topology optimization (TO) is an effective approach to resolving the growing thermal-hydraulic performance requirements of liquid cooling plate. However, existing TO methods can hardly optimize convective heat transfer directly which is the intrinsic heat transfer mechanism, due to the highly complex and evolving structural topologies, varying flow and temperature fields, making it extremely challenging to explicitly describe the heat transfer coefficient and heat transfer area during TO process. A convective heat transfer topology optimization (CTO) method is proposed in this study, where the iteratively evolving heat transfer coefficient is explicitly depicted by the field synergy theory in the thermal objective, and directly described by the velocity and temperature fields without relying on specific geometry. Combined with the explicit depiction of heat transfer area by the fractal geometry theory, a CTO framework is built for a direct optimization of convective heat transfer under both the laminar and turbulent flow conditions. The CTO tends to generate more hierarchical and directional structural topologies in optimization results, which is conducive to reducing low-velocity stagnation zones and improving flow direction in branched channels, achieving enhanced synergy and thermal-hydraulic performance in the optimized liquid cooling plates. Compared with the TO results without incorporation of field synergy theory, the CTO can reduce average temperature rise by 20% while improving the Nusselt number by 15% under laminar flow conditions, and reduce maximum temperature rise by 10.2% and pressure drop by 25% under turbulent flow conditions.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,液冷、热管理和数据中心能效正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用建模优化、调度分析或算法评估,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向冷却效率、能源利用或运维策略的改进方向。意义:对日报读者而言,它可用于判断液冷方案、热管理路线和高密度部署节奏。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Zixu Han, Peng Zhang. Convective Heat Transfer Optimization for Liquid Cooling Plates Driven by Field Synergy and Fractal Geometry[J/OL]. (2026-09-11)[2026-09-18]. http://arxiv.org/abs/2609.12344v1.

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Research Article算电协同

Spatial LLM Workload Shifting Needs Foresight: Model Commitment for AI Data Center Operation under Power Grid Constraints

Bojun Du、Hongyang Jia、Tonghui Li、Qingchun Hou、Ze Wang、Ershun Du、Ning Zhang

Published 2026-09-09 · arXiv · Credibility S

AI data centers may face power supply shortages during certain periods, requiring operators to shift large language model (LLM) inference workloads spatially to maintain service rates. However, existing workload-shifting methods typically assume that any data center with sufficient computing resources can immediately serve shifted requests, which may lead to infeasible transfers and unserved demand. This letter prop…

Abstract, interpretation and reference

Abstract

AI data centers may face power supply shortages during certain periods, requiring operators to shift large language model (LLM) inference workloads spatially to maintain service rates. However, existing workload-shifting methods typically assume that any data center with sufficient computing resources can immediately serve shifted requests, which may lead to infeasible transfers and unserved demand. This letter proposes model commitment (MC), a mixed-integer linear programming framework that jointly schedules model deployment and cross-site request routing under power constraints and electricity-price signals. First, MC formulates the intertemporal coupling introduced by model replica loading. Second, it translates prefill and decode latency requirements into the amount of demand that each replica can serve. Case studies based on real-world data show that MC enables AI data center operators to achieve a 100% service rate under time-varying grid conditions and reduce total operating cost by 29.0%.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用框架构建和频域/系统级分析,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Bojun Du, Hongyang Jia, Tonghui Li, 等. Spatial LLM Workload Shifting Needs Foresight: Model Commitment for AI Data Center Operation under Power Grid Constraints[J/OL]. (2026-09-09)[2026-09-18]. http://arxiv.org/abs/2609.09787v1.

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Research Article算电协同

From Grid to Chip: Power Architecture, Stability, and Flexibility of AI Data Centers

Yubo Song、Rui Kong、Takuro Umihara、Pooya Davari、Frede Blaabjerg、Subham Sahoo

Published 2026-09-10 · arXiv · Credibility S

The rapid growth of artificial intelligence (AI) computing is transforming data centers into large, dynamic electrical loads. Their deployment is primarily constrained by energy availability and grid-connection capacity, which is further aggravated by the ability of power-delivery architectures, control systems, and computing workloads to operate reliably during fast grid disturbances. This article presents a techno…

Abstract, interpretation and reference

Abstract

The rapid growth of artificial intelligence (AI) computing is transforming data centers into large, dynamic electrical loads. Their deployment is primarily constrained by energy availability and grid-connection capacity, which is further aggravated by the ability of power-delivery architectures, control systems, and computing workloads to operate reliably during fast grid disturbances. This article presents a technological perspective on AI data centers as grid-interactive computing systems. First, it reviews grid-integration bottlenecks, evolving connection policies, grid-code requirements, which has fostered new technological trends via spatio-temporal flexibility available through workload orchestration, cooling systems, on-site resources, and energy storage. Second, it maps the evolution of power-delivery architectures from medium-voltage grid interfaces to chip-level, discussing higher-voltage DC distribution, solid-state transformers, wide-bandgap devices, advanced chip-level power delivery, and liquid cooling. Third, it establishes a three-level stability framework spanning rack-level DC-bus dynamics, facility-level converter interactions, and system-level grid-coupled behavior. The framework connects dominant instability mechanisms, including constant power load effects, impedance interactions, forced oscillations, and operating-mode transitions, with suitable modeling, assessment, and mitigation approaches. Synthesizing these topics, this article highlights grid-to-chip co-design as a central requirement for scalable AI infrastructure, linking computing workloads, power-delivery systems, energy buffers, and grid operation.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用综述归纳和指标比较,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Yubo Song, Rui Kong, Takuro Umihara, 等. From Grid to Chip: Power Architecture, Stability, and Flexibility of AI Data Centers[J/OL]. (2026-09-10)[2026-09-18]. http://arxiv.org/abs/2609.11649v1.

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Research Article算电协同

Grid-Mode-Aware Model Predictive Control of Hybrid Energy Storage Systems for AI Data Center Power Smoothing

Xin Chen

Published 2026-09-04 · arXiv · Credibility S

To facilitate the grid-friendly integration of highly variable AI data center loads, this paper proposes a grid-mode-aware model predictive control (G-MPC) framework for managing a hybrid energy storage system (HESS) to smooth grid-side power demand. The framework optimally coordinates a battery energy storage system (BESS) and a supercapacitor (SC) by solving a multi-step optimization problem in a receding-horizon …

Abstract, interpretation and reference

Abstract

To facilitate the grid-friendly integration of highly variable AI data center loads, this paper proposes a grid-mode-aware model predictive control (G-MPC) framework for managing a hybrid energy storage system (HESS) to smooth grid-side power demand. The framework optimally coordinates a battery energy storage system (BESS) and a supercapacitor (SC) by solving a multi-step optimization problem in a receding-horizon manner. In particular, band-pass filter dynamics are directly embedded in the G-MPC formulation to extract and suppress grid-side power components associated with vulnerable grid oscillatory modes, thus mitigating load-induced grid oscillations. The resulting G-MPC optimization jointly minimizes violations of grid-side power-envelope, ramp-rate, and modal-power requirements and the degradation and power-ramping costs of the BESS and SC, while satisfying power limits, state-of-charge limits, and other operational constraints. To enable real-time implementation, a fix-and-re-optimize algorithm is developed to solve each G-MPC problem efficiently while preventing simultaneous charging and discharging. Extensive simulations demonstrate the effectiveness, flexibility, and computational efficiency of the proposed framework. The results also highlight the importance of explicitly suppressing power components associated with vulnerable grid modes, rather than merely reducing overall load variations, to effectively mitigate grid oscillations.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用建模优化、调度分析或算法评估,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Xin Chen. Grid-Mode-Aware Model Predictive Control of Hybrid Energy Storage Systems for AI Data Center Power Smoothing[J/OL]. (2026-09-04)[2026-09-18]. http://arxiv.org/abs/2609.04398v1.

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Research Article算电协同

Hosting Capacity Assessment of Data Centers with Voltage Ride-Through Capability in Power Systems

Pengyu Ren、Wei Sun、Fei Teng

Published 2026-09-03 · arXiv · Credibility S

Large data centers are emerging as concentrated, power-electronic grid loads whose abrupt disconnection or transfer to on-site backup supply during voltage disturbances can remove large demand from the power system, and may create a system-level stability problem. Their interconnection feasibility therefore depends not only on steady-state thermal and voltage limits, but also on whether internal power-conditioning s…

Abstract, interpretation and reference

Abstract

Large data centers are emerging as concentrated, power-electronic grid loads whose abrupt disconnection or transfer to on-site backup supply during voltage disturbances can remove large demand from the power system, and may create a system-level stability problem. Their interconnection feasibility therefore depends not only on steady-state thermal and voltage limits, but also on whether internal power-conditioning systems can maintain IT service while limiting customer-initiated load reduction. This paper presents a voltage ride-through (VRT)-aware data center and grid co-planning framework that couples transmission-level fault simulation with an internal data center ride-through model. Python-based dynamic simulations generate point-of-interconnection (POI) voltage trajectories under selected network faults, and the resulting waveforms drive an internal model incorporating IT and cooling-load dynamics, DC-link, Uninterruptible Power Supply (UPS) response, and converter apparent power limits. The IEEE 118-bus case study shows that internal VRT capability can become a binding interconnection constraint: steady-state planning alone can overestimate feasible data center capacity, whereas increased UPS converter headroom progressively restores hosting capacity. Under the reduced-order response models studied, the grid-forming mode provides greater ride-through margin than the current-limited grid-following mode under the same network fault conditions. The results further show that VRT constraints can materially change both the total hosting capacity of data centers and its spatial allocation across candidate interconnection buses.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用框架构建和频域/系统级分析,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Pengyu Ren, Wei Sun, Fei Teng. Hosting Capacity Assessment of Data Centers with Voltage Ride-Through Capability in Power Systems[J/OL]. (2026-09-03)[2026-09-18]. http://arxiv.org/abs/2609.03030v1.

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Research Article算电协同

Shift or curtail? How much data-center flexibility is worth depends on the host power grid

Saroj Khanal、Geon Roh、Boyu Yao、Abraham Silverman、Dennice Gayme、Charalambos Konstantinou、Jip Kim、Yury Dvorkin

Published 2026-08-20 · arXiv · Credibility S

Data-center growth risks overbuilding power grid infrastructure and stranding capital. Flexible data-center operation can defer infrastructure investments, but its value depends on the flexibility mechanism and the host power grid characteristics. We classify data-center load as firm, flexible or interruptible, and embed them in capacity expansion applied to market-organized, fossil-heavy PJM and carbon-capped, cent…

Abstract, interpretation and reference

Abstract

Data-center growth risks overbuilding power grid infrastructure and stranding capital. Flexible data-center operation can defer infrastructure investments, but its value depends on the flexibility mechanism and the host power grid characteristics. We classify data-center load as firm, flexible or interruptible, and embed them in capacity expansion applied to market-organized, fossil-heavy PJM and carbon-capped, centrally coordinated Korea. In PJM, the flexibility value is spatial: shifting workloads between zones reduces system cost by 6% in 2028 and 19% in 2038, avoiding 4.4 GW and 8.9 GW of gas and nuclear generation. In Korea, it is temporal: shifting load into midday solar hours makes 0.5 GW of additional solar worth building in 2028 and avoids 1.2 GW of gas and 0.3 GW of batteries in 2038. In both, realistic event-shape limits diminish the value of curtailment. The results show that flexibility procurement and its value are driven by grid characteristics and policy objectives.

中文解读

背景:AI 数据中心负载、功率密度和能源约束同步上升,算力负载与电网侧资源的协同调度正在成为智算中心设计的关键变量。问题:论文聚焦现有方案在效率、可靠性或工程协同上的瓶颈。方法:摘要显示作者采用文献摘要中的模型、实验或案例分析,把运行负载、冷却/能源系统和基础设施约束放在同一分析框架中。结果:研究重点指向AI 负载波动对电网设备寿命和调频边界的影响。意义:对日报读者而言,它可用于判断智算中心建设是否受电网容量、负载波动和调度机制约束。仍需结合全文实验条件、样本范围和成本假设核验。

参考文献

Saroj Khanal, Geon Roh, Boyu Yao, 等. Shift or curtail? How much data-center flexibility is worth depends on the host power grid[J/OL]. (2026-08-20)[2026-09-18]. http://arxiv.org/abs/2608.19622v1.

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